Disclosures
All information has been reviewed and believed to be accurate as of December 31, 2023.
We urge you to compare the information contained in this presentation to your statements that you receive directly from your custodian. Please contact us and your custodian immediately if you have not received or do not have statements from your custodian or if there are discrepancies between the information contained in the custodian statements and information presented herein.
These materials are provided by Coast Bridge Capital for informational purposes only. No portion of this commentary is to be construed as an offer, recommendation, or solicitation to buy or sell a security, or the rendering of personalized investment advice. Investing involves risk, including the potential loss of principal. Past performance is no guarantee of future results and there can be no assurance the investments or strategies discussed herein will prove profitable. Any reference to a market index is included for illustrative purposes only, as an index is not a security in which an investment can be made. All information, views and opinions are subject to change.
The ‘Average Returns By Culture Score Cohort’ illustration is based on a scoring methodology derived from a multivariable regression back-tested over numerous time horizons. This illustration reflects the hypothetical back-tested regression only and does not represent the performance of actual client portfolios. No representation is being made that any account will or is likely to achieve profits or losses similar to those discussed. Hypothetical back-tested performance results have many inherent limitations, some of which are described below. In fact, there are frequently sharp differences between hypothetical back-tested performance results and the actual performance results subsequently achieved by any particular trading program. One of the limitations of hypothetical back-tested performance results is that they are generally prepared with the benefit of hindsight.
The hypothetical back-tested performance which builds our expectations is based on the following assumptions:
The investable universe for the back-test includes stocks listed on the NYSE with prices of at least $5.00 and market cap of at least $500M as of 12/31/23.
The performance shown is for the stated time periods only.
Historical culture scores are assumed to be constant as of December 31, 2023.
Due to market volatility, each account's performance may be different.
The returns shown do not assume the reinvestment of dividends and other income.
The returns shown do not include the deduction of management fees and brokerage expenses.
The returns do not take into account slippage which may be incurred when actual investments are made.
In addition, hypothetical trading does not involve financial risk, and no hypothetical trading record can completely account for the impact of financial risk in actual trading. For example, the ability to withstand losses or to adhere to a particular trading program in spite of trading losses are material points which can also adversely affect actual trading results.
There are numerous other factors related to the markets in general or to the implementation of any specific trading program which cannot be fully accounted for in the preparation of hypothetical back-tested performance results and all of which can adversely affect actual trading results.
Coast Bridge Capital is a state-registered investment adviser that maintains a principal place of business in the state of California and New York. The Firm may only transact business in those states in which it is notice filed or qualifies for a corresponding exemption from such requirements. For additional information about Coast Bridge Capital, please consult the Firm’s Form ADV disclosure documents, the most recent versions of which are available on the SEC’s Investment Adviser Public Disclosure website at www.adviserinfo.sec.gov.
Privacy Policy
Our privacy policy is effective as of December 31, 2023.
Our Commitment to You
Coast Bridge Capital, LLC (“Coast Bridge Capital”) is committed to safeguarding the use of your personal information that we have as your Investment Advisor. Coast Bridge Capital (referred to as "we", "our" and "us" throughout this notice) protects the security and confidentiality of the personal information we have and make efforts to ensure that such information is used for proper business purposes in connection with the management or servicing of your account. Our relationship with you is our most important asset. We understand that you have entrusted us with your private information, and we do everything we can to maintain that trust.
We do not sell your non-public personal information to anyone. Nor does Coast Bridge Capital provide such information to others except for discrete and proper business purposes in connection with the servicing and management of your account as discussed below.
Details of our approach to privacy and how your personal non-public information is collected and used are set forth in this privacy policy.
The Information We Collect About You
You typically provide personal information when you complete the paperwork required to become our Client. This information includes the following: Driver’s License number Date of Birth Social security or taxpayer identification number Assets and liabilities Name, address and phone number(s) Income and expenses E-mail address(es) Investment activity Account information (including other institutions) Investment experience and goals.
In addition, we collect non-public information about you from the following sources:
• Information we receive on Brokerage Agreements, Managed Account Agreements and other Subscription and Account Opening Documents;
• Information we receive in the course of establishing a customer relationship including, but not limited to, applications, forms, investment questionnaires;
• Information about your transactions with us or others
Information About You That Coast Bridge Capital Shares
Coast Bridge Capital works to provide products and services that benefit our customers. We share nonpublic personal information with non-affiliated third parties (such as brokers and custodians) as necessary for us to provide agreed services and products to you consistent with applicable law. We also disclose non-public personal information to other financial institutions with whom we have joint business arrangements for proper business purposes in connection with the management or servicing of your account. In addition, your non-public personal information will also be disclosed to you, persons we believe to be your authorized agent or representative, regulators in order to satisfy Coast Bridge Capital’s regulatory obligations, and is otherwise required or permitted by law. Lastly, we will disclose your nonpublic personal information to companies we hire to help administrate our business. Companies we hire to provide services of this kind are not allowed to use your personal information for their own purposes and are contractually obligated to maintain strict confidentiality. We limit their use of your personal information to the performance of the specific service we have requested.
To repeat, we do not sell your non-public personal information to anyone.
Information About Former Clients
Coast Bridge Capital does not disclose, and does not intend to disclose, non-public personal information to non-affiliated third parties with respect to persons who are no longer our clients.
Confidentiality and Security
Our employees are advised about the firm's need to respect the confidentiality of our customers' nonpublic personal information. Additionally, we maintain physical, procedural and electronic safeguards in an effort to protect the information from access by unauthorized parties.
We'll Keep you Informed
We will send you notice of our privacy policy annually for as long as you maintain an ongoing relationship with us. Periodically we may revise our privacy policy, and will provide you with a revised policy if the changes materially alter the previous privacy policy. We will not, however, revise our privacy policy to permit the sharing of non-public personal information other than as described in this notice unless we first notify you and provide you with an opportunity to prevent the information sharing. You can obtain a copy of our current privacy policy by contacting us at (858) 229-3967.